Hadrius

Hadrius is a compliance operations platform for SEC- and FINRA-regulated financial services firms, bringing marketing review, electronic communications surveillance, account and people oversight, branch exams, and compliance testing into a single system of record. It uses AI with zero data retention to review content, reduce false positives, and produce audit-ready evidence under human governance.

The platform includes dedicated modules for Testing Program, Marketing, People Oversight, Communications, Account Surveillance, and Branches. Communications supervision covers email, chat, and social with thread normalization and WORM-compliant archiving; Account Surveillance monitors trades against restricted lists and blackout windows; Marketing automates approvals and disclosure consistency. Security features include AES-256 encryption, SOC 2 Type II compliance, role-based access controls, SSO, information barriers, and continuous penetration testing.

Hadrius serves broker dealers, RIAs, private funds, and compliance consultants, with multi-tenant workspaces for consultants managing multiple clients. Access is arranged through a demo request; no free plan, trial, or published pricing details are stated.